Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Lennon is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Kevin has been in the financial industry since 2011. Kevin holds Series 6, 7, 9, 10, 63, 65, SIE and 99TO licenses. Kevin has been a registered representative with Wells Fargo Clearing Services, LLC since 2016. Kevin was previously a registered representative with Wells Fargo Advisors LLC from 2011 until 2012. Kevin Lennon has been a registered investment advisor since 2014. Kevin is registered as a broker in 27 states and as an investment advisor in 2 states. Kevin holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
12/16/2021 - Present
Wells Fargo Clearing Services, LLC (GRIFFIN GA)
GA
07/19/2011 - 07/09/2012
WELLS FARGO ADVISORS, LLC (MACON GA)
IA
Issued 05/31/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/11/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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