Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Kraus is a financial advisor based in Concord, CA and has been working in the financial services industry since October 29, 1996. Currently, Kevin is affiliated with Assetmark Brokerage, LLC, and previously worked with firms including National Financial Services LLC, Fidelity Brokerage Services LLC, Charles Schwab & Co., Inc. and OptionsXpress, Inc.. Kevin has passed Series 7, 9, 10, 24, 63, and SIE exams. Kevin is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/29/2021 - Present
Assetmark Brokerage, LLC (CONCORD CA)
CA
11/29/2017 - 01/20/2021
NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)
CA
05/10/2017 - 01/12/2021
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
CA
09/03/1994 - 06/19/2015
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
CA
06/21/2013 - 01/27/2015
OPTIONSXPRESS, INC. (SAN FRANCISCO CA)
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/22/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Kraus is the right advisor for you? Invested Better is here to help.
