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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin John Howard is a financial advisor at Wells Fargo Clearing Services, LLC. Kevin has been in the financial services industry since November 1987 and is licensed to offer advisory services in California and Texas. Kevin specializes in portfolio management for businesses and individuals. Kevin also offers financial planning and pension consulting services. Kevin is a Certified Financial Planner and has passed the Series 3, Series 7, Series 63, and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2015 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
06/01/2009 - 02/04/2011
MORGAN STANLEY SMITH BARNEY (IRVINE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
06/27/1991 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
CA
02/13/1990 - 08/06/1991
MONEX FINANCIAL CORPORATION (NEWPORT BEACH CA)
NA
02/19/1986 - 05/03/1988
TRANS-PACIFIC SECURITIES, INC.
IA
Issued 05/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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