Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Gieraltowski is a financial advisor with Wells Fargo Clearing Services, LLC, where he has been registered since April 2015. Kevin has been in the financial industry since July 2004. His current location is the Melville branch office in New York. Prior to joining Wells Fargo, Kevin worked as a financial advisor at Oppenheimer & Co. Inc. Kevin has a variety of licenses and registrations, including Series 63, 65, 66, and 7. He is also registered as an Investment Advisor Representative in New Jersey and New York. Kevin's specializations include retirement planning, estate planning, insurance, and college savings plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/26/2021 - Present
Wells Fargo Clearing Services, LLC (MELVILLE NY)
NY
10/05/2011 - 04/07/2015
OPPENHEIMER & CO. INC. (JERICHO NY)
NY
07/26/2004 - 10/19/2011
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BOTH
Issued 10/25/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/11/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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