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Kevin John Engbers

CWM, LLC

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About Kevin John Engbers

Kevin Engbers is an investment advisor representative with CWM, LLC. Kevin is a registered investment advisor in South Dakota and Texas. Kevin has been in the financial services industry for over 30 years. Kevin’s previous employment includes LPL Financial LLC and Waddell & Reed, Inc. Kevin is a Series 6, 7, 22, 24, 63 and 65 licensed professional. Kevin is also an insurance agent. Kevin provides financial planning and portfolio management services to individuals and businesses.

Firm Information

Kevin Engbers is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Kevin Engbers’s Registration & Firm History

SD

03/19/2018 - Present

CWM, LLC (Sioux Falls SD)

SD

04/16/2007 - 03/21/2018

LPL FINANCIAL LLC (SIOUX FALLS SD)

SD

07/21/1987 - 04/17/2007

WADDELL & REED, INC. (SIOUX FALLS SD)

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Licenses & Designations

IA

Issued 01/13/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/30/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2007

Series 7 - General Securities Representative Examination

BC

Issued 01/09/1990

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/20/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin John Engbers.
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