Unclaimed
Kevin John Derosa is a financial advisor with over 30 years of experience in the industry. Kevin John Derosa is currently registered with Garden State Investment Advisory Services, LLC in Red Bank, NJ. Kevin John Derosa has worked with a variety of clients, including high-net-worth individuals, individuals other than high-net-worth, and pension and profit-sharing plans. Kevin John Derosa specializes in providing financial planning, portfolio management, and selection of other advisors. Kevin John Derosa is also registered as an Investment Advisor Representative (IAR) in New Jersey. Kevin John Derosa has worked in the securities industry since February 4, 1993.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/12/2005 - Present
Garden State Investment Advisory Services, LLC (RED BANK NJ)
NY
10/05/1998 - 03/12/1999
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NA
02/03/1999 - 02/09/1999
GARDEN STATE SECURITIES, INC.
NY
10/18/1996 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NJ
07/12/1994 - 10/21/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
11/16/1993 - 07/14/1994
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NJ
02/05/1993 - 11/16/1993
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 02/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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