Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Bruni is a financial advisor with over 15 years of experience in the industry. Kevin is currently registered with National Financial Services LLC. Kevin is licensed to provide securities advice in all 50 states and has passed a variety of industry exams, including the Series 7, Series 6, Series 9, Series 10, Series 63 and the SIE exam. Kevin specializes in providing comprehensive financial planning and investment advice to individual investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/04/2022 - Present
National Financial Services LLC (SAN FRANCISCO CA)
CA
06/19/2007 - 04/16/2010
NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)
CA
04/26/2001 - 05/30/2007
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
MA
04/05/2001 - 04/26/2001
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
TX
03/16/2000 - 02/21/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
02/18/1998 - 02/15/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
11/26/1993 - 11/26/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 06/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/20/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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