Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Bay is a financial advisor with over 30 years of experience in the financial industry. Kevin is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since 2019. Prior to that, Kevin worked at UBS Financial Services Inc. and Piper Jaffray & Co. Kevin holds Series 7, 7TO, 63, and SIE licenses and is registered in several states, including Texas and Wisconsin. Kevin specializes in financial planning, portfolio management, and pension consulting. Kevin can provide financial advice to a wide range of clients, including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
07/29/2019 - Present
Stifel, Nicolaus & Company, Inc. (BROOKFIELD WI)
WI
08/12/2006 - 11/14/2007
UBS FINANCIAL SERVICES INC. (DELAFIELD WI)
WI
02/15/2002 - 08/12/2006
PIPER JAFFRAY & CO. (DELAFIELD WI)
NY
07/31/1993 - 02/25/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/13/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
KS
01/21/1987 - 01/24/1989
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 05/29/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/14/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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