Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Badgley is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Kevin is a highly experienced advisor with more than 20 years of experience in the financial industry. He has a broad range of experience and specializes in providing investment advice to individuals, families, businesses, and institutions. Kevin holds a Series 3, 7, 9, 10, 63 and 66 licenses. Kevin is committed to providing his clients with personalized financial advice that is tailored to their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/20/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
11/18/2009 - 12/01/2014
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
CA
12/20/2007 - 11/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NY
01/16/1992 - 07/30/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 1/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/2/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/19/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/15/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin Badgley is the right advisor for you? Invested Better is here to help.
