Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Babcock is a financial advisor at LPL Financial LLC in Clifton Park, NY. Kevin has been in the financial services industry since 1989, and holds the Series 7, Series 24, and Series 63 licenses. Kevin also holds the Certified Financial Planner designation. In addition to working with LPL Financial LLC, Kevin is also involved in other business activities. These include providing tax preparation services and acting as a General Agent for Security Mutual Life of New York and ING USA Life & Annuity Company. Kevin specializes in working with individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/16/2019 - Present
LPL Financial LLC (CLIFTON PARK NY)
CT
04/27/1994 - 12/15/1995
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NY
05/31/1989 - 06/08/1994
MONY SECURITIES CORP. (NEW YORK NY)
NY
05/31/1989 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
03/21/1989 - 05/01/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
03/21/1989 - 05/01/1989
IDS LIFE INSURANCE COMPANY
BC
Issued 06/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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