Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Arndt is a financial advisor with Osaic Wealth, Inc. Kevin has been in the financial services industry since July 13, 1995. Kevin is registered to provide investment advice in Colorado, Connecticut, Florida, New York, Pennsylvania and Virginia. Kevin has also been registered as a broker in New York. Kevin has passed the Series 63, 65 and 66 exams. Kevin is also a Principal licensed to supervise brokers through the Series 24 and 51 exams. Kevin holds registrations with both FINRA and the State of New York. Kevin has worked with a number of financial institutions throughout his career, including Securities America, Inc., Next Financial Group, Inc., and United Securities Alliance, Inc. Kevin's areas of specialization include retirement planning, insurance, and financial planning. Kevin is committed to providing clients with the highest level of service and support to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (VICTOR NY)
NY
08/19/2022 - 06/14/2024
SECURITIES AMERICA, INC. (DEPEW NY)
NY
02/09/2007 - 08/19/2022
NEXT FINANCIAL GROUP, INC. (Depew NY)
NY
01/28/2003 - 02/09/2007
UNITED SECURITIES ALLIANCE, INC. (LANCASTER NY)
NY
03/29/2000 - 01/31/2003
LEIGH BALDWIN & CO., LLC (CAZENOVIA NY)
NY
11/26/1997 - 04/11/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/26/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
01/01/1996 - 11/03/1997
SAPERSTON FINANCIAL INC. (BUFFALO NY)
NY
06/06/1995 - 12/15/1995
HAROLD C. BROWN & CO., INC. (BUFFALO NY)
BOTH
Issued 10/15/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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