Unclaimed
Kevin Ridley is a financial advisor with over 30 years of experience in the industry. Kevin has been associated with GWN Securities Inc. since 2006. Previously, Kevin was affiliated with Legend Equities Corporation, Legend Capital Corporation, Anchor National Financial Services, Inc., UR Financial, Inc. and Richards Investments. Kevin holds FINRA Series 7 and 63 licenses. Kevin also holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
CA
07/31/2006 - Present
GWN Securities Inc. (MURRIETA CA)
FL
01/01/1994 - 07/31/2006
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
FL
11/21/1989 - 01/01/1994
LEGEND CAPITAL CORPORATION (PALM BEACH GARDENS FL)
NA
12/23/1988 - 11/15/1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
06/13/1985 - 12/13/1988
UR FINANCIAL, INC.
NA
02/21/1985 - 05/13/1985
RICHARDS INVESTMENTS
BC
Issued 12/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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