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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin O'Connell is a financial advisor with Ameriprise Financial Services, LLC. Kevin has been in the industry since December 2003. Kevin is licensed to provide investment advice in Texas. Prior to Ameriprise Financial Services, LLC, Kevin worked at CETERA INVESTMENT SERVICES LLC, MORGAN STANLEY SMITH BARNEY, and CITIGROUP GLOBAL MARKETS INC. Kevin holds the Series 7, Series 63, Series 65 and Series 66 securities licenses. Kevin is also a Registered Representative. Kevin's firm, Ameriprise Financial Services, LLC, is a large firm with $1 billion - $10 billion in assets under management. Ameriprise Financial Services, LLC provides financial planning, investment advisory, portfolio management, and asset allocation services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
08/24/2018 - Present
Ameriprise Financial Services, LLC (Wichita Falls TX)
TX
04/09/2015 - 08/24/2018
CETERA INVESTMENT SERVICES LLC (WICHITA FALLS TX)
TX
06/01/2009 - 08/24/2009
MORGAN STANLEY SMITH BARNEY (WICHITA FALLS TX)
TX
12/08/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WICHITA FALLS TX)
CA
12/13/2000 - 12/10/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
06/15/2001 - 12/31/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
11/06/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
TX
02/11/2000 - 11/02/2000
DONNELLY & CO., LLC (MIDLAND TX)
TX
10/09/1997 - 01/30/1998
BANK UNITED SECURITIES CORP. (HOUSTON TX)
NJ
04/29/1996 - 10/06/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 09/01/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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