Unclaimed
Kevin Jay Laing is a financial advisor with The Leaders Group, Inc., based in LITTLETON, CO. Kevin has been in the financial services industry since 1996 and is currently registered with FINRA and the state of Minnesota. Kevin has a wide range of experience, having worked with several other firms throughout his career. Kevin holds a Series 6, Series 26, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/07/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MN
05/25/2018 - 10/14/2020
TRANSAMERICA CAPITAL, INC. (Lakeville MN)
NC
02/17/2018 - 05/31/2018
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
MN
08/14/2002 - 04/05/2017
VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)
MN
10/06/2005 - 08/07/2012
ING FINANCIAL PARTNERS, INC. (MINNEAPOLIS MN)
NJ
09/26/1995 - 02/05/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
03/29/1995 - 09/13/1995
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
NJ
09/20/1991 - 06/09/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/20/1991 - 06/09/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 08/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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