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Kevin Jay Johansen

Dinosaur Financial Group, LLC

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About Kevin Jay Johansen

Kevin Johansen is a financial advisor who has been in the industry since 1984. Kevin is currently registered with Dinosaur Financial Group, LLC and is also a registered representative with FINRA. Prior to joining Dinosaur Financial Group, LLC Kevin was affiliated with Whitaker Securities LLC, Lek Securities Corporation, O'Brien & Shepard, Inc., Tradition Asiel Securities Inc., R.W. Smith & Associates, Inc., Duncan-Williams, Inc., Miller Johnson Steichen Kinnard, Inc., Miller, Johnson & Kuehn, Incorporated, Titus and Donnelly, Inc., Cantor, Fitzgerald Municipal Brokers, Inc., Wolfe & Hurst Securities Inc., and Kidder, Peabody & Co. Incorporated. Kevin has a variety of experience in the financial services industry, including experience in municipal securities, general securities, and financial planning. Kevin holds the Series 7, Series 52TO, and Series 53 licenses.

Firm Information

Kevin Johansen is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Johansen’s Registration & Firm History

NY

03/09/2022 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

NJ

06/25/2018 - 01/03/2022

WHITAKER SECURITIES LLC (MANALAPAN NJ)

NJ

05/31/2017 - 06/29/2018

LEK SECURITIES CORPORATION (Manalpan NJ)

NJ

07/13/2015 - 06/01/2017

DINOSAUR FINANCIAL GROUP, L.L.C (MANALAPAN NJ)

NJ

03/22/2013 - 07/22/2015

O'BRIEN & SHEPARD, INC. (FREEHOLD NJ)

NY

03/06/2013 - 03/21/2013

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NJ

02/29/2012 - 03/06/2013

O'BRIEN & SHEPARD, INC. (FREEHOLD NJ)

NJ

07/23/1990 - 01/10/2012

R.W. SMITH & ASSOCIATES, INC. (BERKELEY HEIGHTS NJ)

NJ

06/16/2006 - 09/15/2009

DUNCAN-WILLIAMS, INC. (FREEHOLD NJ)

TN

03/22/2002 - 05/05/2005

DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)

MN

01/01/2001 - 02/14/2002

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

06/30/2000 - 01/01/2001

MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)

NY

06/08/1988 - 07/20/1990

TITUS AND DONNELLY, INC. (NEW YORK NY)

NA

07/02/1986 - 05/13/1988

CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.

NA

01/17/1984 - 05/02/1986

WOLFE & HURST SECURITIES INC.

NA

06/22/1983 - 11/07/1983

KIDDER, PEABODY & CO. INCORPORATED

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Licenses & Designations

BC

Issued 03/27/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Jay Johansen.
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