Unclaimed
Kevin Howard is a financial advisor who has been in the industry since September 4, 1998. Currently, Kevin Howard is registered with Franklin Distributors, LLC and is located in Pasadena, CA. Kevin Howard was previously registered with J.P. Morgan Institutional Investments Inc. in New York, NY, Woodbury Financial Services, Inc. in Oakdale, MN, Hartford Investment Financial Services, LLC in Wayne, PA and Sanford C. Bernstein & Co., Inc. in New York, NY. Kevin Howard has successfully completed the Series 3, 7, 31 and SIE exams. Kevin Howard holds a license to sell securities in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/31/2016 - Present
Franklin Distributors, LLC (PASADENA CA)
NY
07/08/2005 - 08/26/2016
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
MN
01/15/2003 - 06/28/2005
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
PA
06/16/2000 - 01/13/2003
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
NY
06/01/1998 - 05/12/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 06/13/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2005
Series 3 - National Commodity Futures Examination
BC
Issued 06/08/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 05/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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