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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Sullivan is a financial advisor with Morgan Stanley and has been working in the industry since 2009. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 3, 9, 24, 31, 63, 66, 79, and SIE licenses. Kevin has worked for several financial institutions including Neuberger Berman LLC, MarshBerry Capital, Inc., PNC Investments, and Morgan Stanley Distribution, Inc. Kevin is currently registered in 47 states and has specialized in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VA
08/14/2019 - Present
Morgan Stanley (Alexandria VA)
OH
03/17/2017 - 05/01/2018
MARSHBERRY CAPITAL, INC. (WOODMERE OH)
OH
09/29/2016 - 03/09/2017
PNC INVESTMENTS (CLEVELAND OH)
NY
09/05/2014 - 09/09/2016
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
06/08/2010 - 08/25/2014
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
10/17/2008 - 06/08/2010
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
BOTH
Issued 11/10/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/29/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/10/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 05/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/27/2010
Series 3 - National Commodity Futures Examination
BC
Issued 11/10/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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