Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Steffen is a registered representative and investment advisor with Independent Advisor Alliance, LLC. Kevin has been in the securities industry for over 20 years. Kevin has a Series 7, Series 66 and SIE licenses. Kevin is registered in 24 states. Kevin's areas of focus include financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, selection of other advisors, and publication of periodicals. Previous employers of Kevin include Wells Fargo Clearing Services, LLC, Cedar Creek Securities, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/12/2021 - Present
Independent Advisor Alliance, LLC (Vero Beach FL)
FL
03/20/2014 - 05/10/2021
WELLS FARGO CLEARING SERVICES, LLC (MELBOURNE FL)
WI
04/02/2010 - 04/17/2014
CEDAR CREEK SECURITIES, INC. (MILWAUKEE WI)
WI
06/01/2009 - 04/26/2010
MORGAN STANLEY SMITH BARNEY (MILWAUKEE WI)
WI
12/01/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MILWAUKEE WI)
WI
09/12/2002 - 12/06/2006
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 09/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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