linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kevin James Spellman

BGC Financial, LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kevin? Claim Your Profile

About Kevin James Spellman

Kevin Spellman is a securities professional with over 17 years of experience in the financial services industry. Kevin is currently registered with BGC Financial, LP in New York, NY. Kevin has held previous roles with Momentum Trading Partners, LLC, Wall Street Access, BGC FINANCIAL, L.P., STR SPECIALISTS L.L.C., and Bear Wagner Specialists LLC.

Firm Information

Kevin Spellman is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kevin Spellman’s Registration & Firm History

NY

10/01/2012 - Present

BGC Financial, LP (NEW YORK NY)

NY

04/11/2011 - 07/30/2012

MOMENTUM TRADING PARTNERS, LLC (GREAT NECK NY)

NY

05/03/2010 - 02/16/2011

WALL STREET ACCESS (NEW YORK NY)

NY

06/23/2008 - 04/22/2010

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

02/05/2007 - 07/01/2008

STR SPECIALISTS L.L.C. (NEW YORK NY)

NY

02/22/2005 - 01/04/2007

BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)

Not sure if Kevin James Spellman is right for you?

Licenses & Designations

BC

Issued 10/01/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/18/2009

Series 3 - National Commodity Futures Examination

BC

Issued 06/20/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin James Spellman.
Not sure if Kevin James Spellman is right for you?