Unclaimed
Kevin Pent is a financial professional with over 16 years of experience in the industry. Kevin is registered with Equity Services, Inc., and is licensed to provide investment advisory services in New Jersey, Ohio, Pennsylvania and Texas. Kevin has held previous roles with Royal Alliance Associates, Inc., Signator Investors, Inc., Park Avenue Securities LLC, MetLife Securities Inc., and Metropolitan Life Insurance Company. Kevin specializes in financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/05/2022 - Present
Equity Services, Inc. (RED BANK NJ)
PA
11/02/2018 - 12/06/2022
ROYAL ALLIANCE ASSOCIATES, INC. (YARDLEY PA)
PA
03/29/2018 - 11/02/2018
SIGNATOR INVESTORS, INC. (YARDLEY PA)
NJ
05/05/2010 - 04/13/2018
PARK AVENUE SECURITIES LLC (CRANFORD NJ)
NJ
03/15/2006 - 03/26/2010
METLIFE SECURITIES INC. (MOORESTOWN NJ)
NJ
03/15/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MOUNT LAUREL NJ)
BOTH
Issued 09/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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