Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin James Ortmeyer is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Kevin has been in the financial industry since 1987 and has worked for several firms including Wells Fargo Clearing Services, LLC and Prudential Securities Incorporated. Kevin is a Series 7, Series 3, Series 8, Series 9, Series 10, Series 63, and Series 65 licensed financial advisor and has earned the SIE designation. Kevin specializes in a wide range of services, including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/22/2017 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
IL
07/01/2003 - 06/21/2017
WELLS FARGO CLEARING SERVICES, LLC (OAK BROOK IL)
NY
06/04/1992 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/20/1989 - 05/26/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/29/1987 - 07/18/1989
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 01/07/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1999
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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