Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McCarthy is a financial advisor at Synovus Securities, Inc. Kevin has over 30 years of experience in the financial industry and is registered with the Securities and Exchange Commission (SEC) as a Broker-Dealer and Investment Advisor Representative. Kevin has a wide range of experience in financial planning and investment management. Kevin has been a part of the financial industry since 1987. Kevin is a Series 7, 24, 63, 65, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
10/18/2021 - Present
Synovus Securities, Inc. (NEWNAN GA)
GA
07/20/2011 - 10/13/2021
TRUIST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
12/10/2019 - 02/17/2021
BB&T SECURITIES, LLC (ATLANTA GA)
GA
10/01/2000 - 07/25/2011
WELLS FARGO ADVISORS, LLC (JEFFERSON GA)
NC
08/19/1992 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
10/21/1987 - 08/20/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/22/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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