Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McCarthy is a financial advisor with Raymond James & Associates, Inc. Kevin has been working in the financial services industry since 1983. Kevin is registered to provide securities advice in California and Texas. Kevin is also a Registered Principal. Kevin is licensed to provide investment advisory services in California and Texas. Kevin has extensive experience in portfolio management, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/12/2018 - Present
Raymond James & Associates, Inc. (Pasadena CA)
CA
12/06/2006 - 12/18/2012
CROWELL, WEEDON & CO. (LOS ANGELES CA)
CA
07/02/2001 - 12/07/2006
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
NY
08/09/1995 - 07/11/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
07/18/1994 - 09/27/1994
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
FL
12/22/1993 - 06/07/1994
LPM INVESTMENT SERVICES, INC (PALM BEACH FL)
CA
09/21/1993 - 12/31/1993
ASCHER/DECISION SERVICES, INC. (SAN MARINO CA)
MA
05/15/1990 - 02/18/1993
ASSOCIATED PLANNERS SECURITIES CORPORATION (BOSTON MA)
NA
04/20/1989 - 05/25/1990
CAMBIO SECURITIES CORPORATION
IA
05/10/1989 - 05/18/1990
E.I. SALES, INC. (DES MOINES IA)
NA
05/26/1983 - 05/20/1989
E.A.C. SECURITIES, LTD.
NA
11/23/1982 - 04/06/1989
AUGUST MARKETING CORPORATION
NA
03/30/1982 - 10/18/1982
E.A.C. SECURITIES, LTD.
BC
Issued 05/04/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin McCarthy is the right advisor for you? Invested Better is here to help.
