Unclaimed
Kevin James Malley is a financial professional with over 30 years of experience in the financial services industry. Kevin is currently registered with Voya Financial Partners, LLC in Massachusetts. Previously, Kevin was registered with MMC Securities Corp. in New York and Putnam Retail Management Limited Partnership in Massachusetts. Kevin holds Series 6, 63, SIE and 6TO licenses and is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
04/30/2024 - Present
Voya Financial Partners, LLC (BRAINTREE MA)
NY
04/01/2005 - 06/03/2005
MMC SECURITIES CORP. (NEW YORK NY)
MA
02/04/1993 - 04/01/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 05/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/10/2024
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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