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Kevin James Horner

Charles Schwab & CO., Inc.

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About Kevin James Horner

Kevin James Horner is a financial advisor at Charles Schwab & Co., Inc. based in Lone Tree, CO. Kevin has been in the financial industry for over 24 years, starting his career in 1998. Kevin has extensive experience in both Broker-Dealer and Investment Advisor roles and is registered to conduct business in Colorado and 52 other states and territories. Kevin is currently licensed through the Series 7, Series 9, and Series 66 securities examinations. Kevin specializes in financial planning, portfolio management, and selection of other advisers.

Firm Information

Kevin Horner is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kevin Horner’s Registration & Firm History

CO

09/15/2006 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

TX

10/15/1998 - 02/13/2006

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 09/14/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Kevin James Horner. Review regulatory record here.
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