Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin James Higgins is a financial professional with over 25 years of experience in the industry. Kevin is currently registered with Charles Schwab & CO., Inc. in Omaha, NE. Prior to that, Kevin was with TD Ameritrade, Inc. and Dean Witter Reynolds Inc. Kevin's credentials include passing several securities exams, including the Series 7, Series 10, Series 31 and Series 63 exams. Kevin has a strong background in providing financial planning and investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
01/25/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
08/27/1998 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
NY
02/11/1998 - 06/19/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/26/1997 - 12/11/1997
JANSSEN-MEYERS ASSOCIATES, L.P. (NEW YORK NY)
IA
Issued 02/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Kevin Higgins is the right advisor for you? Invested Better is here to help.
