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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Farrow is a financial advisor who is currently registered with Aegis Capital Corp., based in Melville, NY. Kevin has been in the financial industry since 2006. Previously, Kevin worked at LPL FINANCIAL LLC, CUNA BROKERAGE SERVICES, INC., SAXONY SECURITIES, INC., INTERNATIONAL ASSETS ADVISORY, LLC, SUNTRUST INVESTMENT SERVICES, INC., FIFTH THIRD SECURITIES, INC., WELLS FARGO ADVISORS, LLC, and NYLIFE SECURITIES INC. Kevin holds the Series 6, 7, 63, and 66 licenses and the SIE exam. Kevin specializes in retirement planning, investment planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
07/31/2023 - Present
Aegis Capital Corp. (MELVILLE NY)
FL
05/18/2022 - 04/24/2023
LPL FINANCIAL LLC (BRADENTON FL)
FL
11/16/2018 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (BRADENTON FL)
MO
12/08/2017 - 11/23/2018
SAXONY SECURITIES, INC. (ST. LOUIS MO)
FL
09/18/2015 - 10/18/2017
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
FL
07/06/2011 - 08/21/2015
SUNTRUST INVESTMENT SERVICES, INC. (ORLANDO FL)
FL
12/16/2009 - 06/10/2011
FIFTH THIRD SECURITIES, INC. (ALTAMONTE SPRINGS FL)
FL
02/16/2006 - 09/01/2009
WELLS FARGO ADVISORS, LLC (ORLANDO FL)
NY
11/23/2004 - 09/14/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 05/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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