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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Broderick is a registered investment advisor representative with MMA Asset Management LLC. Kevin has been in the financial industry since 2001 and has experience with various investment firms including LPL Financial LLC, NRP Financial, Inc., GBS Retirement Services, Inc. and Financial Network Investment Corporation. Kevin is currently registered with the state of Pennsylvania for both investment advisor and broker-dealer activities. Kevin also is an employee of MMA Agency, an affiliate of MMA Securities LLC. He provides wealth management and financial planning services, and conducts non-investment related business activities for MMA Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
MA
01/02/2024 - Present
MMA Securities LLC (Boston MA)
PA
11/20/2014 - 01/27/2020
PURSHE KAPLAN STERLING INVESTMENTS (Plymouth Meeting PA)
PA
11/30/2010 - 11/17/2014
LPL FINANCIAL LLC (PLYMOUTH MEETING PA)
PA
12/19/2006 - 11/30/2010
NRP FINANCIAL, INC. (PLYMOUTH MEETING PA)
NY
07/12/2002 - 12/19/2006
GBS RETIREMENT SERVICES, INC. (WHITE PLAINS NY)
CA
07/05/2001 - 07/15/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 11/17/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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