Unclaimed
Kevin James Bowers is a financial professional with over 15 years of experience in the industry. Currently, Kevin is registered with Piper Sandler & Co. where Kevin is a registered representative and investment advisor representative. Kevin previously worked at SANDLER, O'NEILL & PARTNERS, L.P. from January 13, 2005, to January 3, 2020. Kevin has a broad range of experience and expertise in financial services. Kevin is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
01/03/2020 - Present
Piper Sandler & Co. (Boston MA)
MA
01/13/2005 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (BOSTON MA)
BC
Issued 02/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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