Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin James Bates is a financial advisor with over 39 years of experience in the industry. Kevin is a Registered Representative with Kestra Advisory Services, LLC and is licensed to provide investment advice in multiple states. Prior to joining Kestra, Kevin was a Financial Advisor with AXA Advisors, LLC for over 20 years and a Financial Advisor with The Equitable Life Assurance Society of the United States for several years. Kevin also holds multiple industry certifications including the Series 6, 7, 22, 63, and 65 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
06/10/2019 - Present
Kestra Advisory Services, LLC (ROYAL OAK MI)
MI
03/03/1983 - 06/10/2019
AXA ADVISORS, LLC (ROYAL OAK MI)
NY
03/03/1983 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 09/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Bates is the right advisor for you? Invested Better is here to help.
