Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Ball is a financial advisor with LPL Financial LLC and has been in the industry since August 2006. Kevin holds multiple licenses, including Series 7, Series 9, Series 10, and Series 66, as well as the SIE exam. He is currently registered in 17 states. Kevin previously worked for Raymond James Financial Services, Inc., and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
10/03/2022 - Present
LPL Financial LLC (CARMEL IN)
IN
12/18/2009 - 02/28/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (CARMEL IN)
MI
08/25/2006 - 12/18/2009
RAYMOND JAMES & ASSOCIATES, INC. (KALAMAZOO MI)
BOTH
Issued 11/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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