Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin James Appelbaum is an investment advisor representative with over 26 years of experience in the financial services industry. Kevin is registered with Osaic Wealth, Inc. in California and North Carolina and has held prior registrations with several other firms including Woodbury Financial Services, Inc., LPL Financial LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., WAMU Investments, Inc., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., Scudder Investor Services, Inc., Scudder Financial Services, Inc., and Midwest Discount Brokers Inc. Kevin provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/19/2024 - Present
Osaic Wealth, Inc. (EL CAJON CA)
CA
09/26/2013 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (EL CAJON CA)
CA
12/14/2012 - 09/04/2013
LPL FINANCIAL LLC (IRVINE CA)
CA
10/01/2012 - 12/19/2012
J.P. MORGAN SECURITIES LLC (EL CAJON CA)
CA
04/13/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (EL CAJON CA)
CA
10/23/2009 - 04/01/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL CAJON CA)
CA
01/08/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CORONADO CA)
CA
03/03/2003 - 01/20/2009
WAMU INVESTMENTS, INC. (SAN DIEGO CA)
CA
05/02/2001 - 02/28/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/17/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
02/15/2000 - 04/20/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
MA
05/06/1999 - 02/15/2000
SCUDDER FINANCIAL SERVICES, INC. (BOSTON MA)
NY
10/31/1996 - 05/06/1999
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NY
08/29/1996 - 10/16/1996
MIDWEST DISCOUNT BROKERS INC. (NEW YORK NY)
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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