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Kevin James Allen

Maxim Financial Advisors LLC

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About Kevin James Allen

Kevin James Allen is a registered representative with Maxim Financial Advisors LLC, which is headquartered in New York, New York. Kevin has over 10 years of experience in the financial services industry. He has a Series 7, 24, 27 and 66 licenses as well as the Series 99TO and SIE. Kevin specializes in providing financial planning and portfolio management services to individuals, corporations, and high-net-worth clients. Maxim Financial Advisors LLC is a registered investment advisor with the Securities and Exchange Commission. The firm offers a variety of investment services, including portfolio management, financial planning, and investment research.

Firm Information

Kevin Allen is currently registered with Maxim Financial Advisors LLC. Maxim Financial Advisors LLC is an investment advisor registered with the SEC and located in NEW YORK, NY. They have 41 investment adviser representatives and manage approximately $371,163,779 in assets for 754 clients. The firm provides portfolio management services for individuals, businesses and pension plans. They also offer selection of other advisors services and participate in wrap fee programs.
Maxim Financial Advisors LLC

300 PARK AVE

NEW YORK, NY 10022

$371.16M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kevin Allen’s Registration & Firm History

NY

08/07/2021 - Present

Maxim Financial Advisors LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/21/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/25/2018

Series 27 - Financial and Operations Principal Examination

BC

Issued 04/13/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin James Allen.
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