Unclaimed
Kevin J Pelkey is a registered representative with J.p. Morgan Securities LLC. Kevin is currently located in New York, NY and has been working in the financial services industry since 2003. Kevin has passed several industry exams including Series 7, Series 63, and Series 99TO. Kevin has held previous positions with J.P. Morgan Clearing Corp., J.P. Morgan Securities Inc. and J.P. Morgan Securities LLC. Kevin’s current role at J.p. Morgan Securities LLC is registered with FINRA, the Financial Industry Regulatory Authority.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2016 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/08/2015 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
06/01/2006 - 01/08/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/01/2006 - 12/31/2008
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
01/15/2003 - 04/13/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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