Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin J. Patterson is a financial advisor who has been in the industry since 2003. Kevin is currently registered with Cambridge Investment Research Advisors, Inc. in Rowley, IA and Fairfield, IA. Kevin is also registered with the state of Iowa. Kevin has a variety of licenses and registrations including Series 4, Series 7, Series 24, Series 27, Series 52, Series 53, Series 63, Series 65, and Series 99TO. Kevin has experience with a number of different firms including Vigilant Distributers, LLC, Cambridge Investment Research, Inc., CUNA Brokerage Services, Inc. and Transamerica Investors Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
10/26/2022 - Present
Cambridge Investment Research Advisors, Inc. (Rowley IA)
PA
07/13/2022 - 10/25/2022
VIGILANT DISTRIBUTORS, LLC (CHADDS FORD PA)
IA
09/26/2016 - 07/06/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Rowley IA)
IA
05/13/2016 - 09/21/2016
TRANSAMERICA INVESTORS SECURITIES CORPORATION (CEDAR RAPIDS IA)
IA
11/23/2001 - 11/13/2014
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
IA
Issued 01/20/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2010
Series 4 - Registered Options Principal Examination
BC
Issued 08/05/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/05/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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