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Kevin J Oconnor

Pgim Investments LLC

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About Kevin J Oconnor

Kevin J Oconnor is a financial advisor registered with PGIM Investments LLC. Kevin is located in Newark, NJ. Kevin has a strong background in the financial services industry, with experience at Prudential Investment Management Services LLC and Pruco Securities, LLC. Kevin is a Series 66 and Series 7TO licensed representative. Kevin specializes in providing investment advisory services to sponsors of wrap account platforms, investment companies and business development companies.

Firm Information

Kevin Oconnor is currently registered with Pgim Investments LLC. Pgim Investments LLC is an investment advisor registered with the SEC. The firm has 144 licensed agents, 67 investment adviser representatives, 230 registered representatives, and 96 employees who perform investment advisory functions. The firm's regulatory assets under management total $315,351,503,018, with $315,351,503,018 being discretionary. The firm primarily provides advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Pgim Investments LLC

655 BROAD STREET

NEWARK, NJ 07102

$315.35B

Assets Under Management

8

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Kevin Oconnor’s Registration & Firm History

NJ

11/19/2021 - Present

Pgim Investments LLC (Newark NJ)

NJ

09/15/2021 - 03/08/2024

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

02/26/2021 - 07/21/2021

PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)

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Licenses & Designations

BOTH

Issued 05/20/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/03/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Kevin J Oconnor.
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