Unclaimed
Kevin J Hughes is an investment advisor representative associated with First Trust Advisors LP, registered in Illinois and Texas. Kevin has been active in the financial services industry since August 2021 and is currently employed by First Trust Advisors LP. Kevin obtained the Series 66, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
TX
08/30/2021 - Present
First Trust Advisors LP (AUSTIN TX)
BOTH
Issued 07/24/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Kevin Hughes is the right advisor for you? Invested Better is here to help.