Unclaimed
Kevin Dozois is a financial professional with over 8 years of experience in the industry. Kevin currently holds a Series 7 and Series 66 license with Brighthouse Securities, LLC. Kevin has previously worked at Winslow, Evans & Crocker, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kevin's areas of expertise include securities and investments. Kevin is registered with the state of Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/03/2020 - Present
Brighthouse Securities, LLC (CHARLOTTE NC)
MA
02/15/2017 - 01/10/2020
WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)
RI
08/13/2015 - 02/06/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
BOTH
Issued 12/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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