Unclaimed
Kevin Cavolo is a financial professional with over 13 years of experience in the securities industry. Kevin is currently registered with Santander US Capital Markets LLC. Prior to joining Santander US Capital Markets LLC, Kevin was employed by MORGAN STANLEY & CO. LLC from 2010-2024. Kevin holds FINRA Series 7, 24 and 63 licenses and the SIE exam. Kevin is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/05/2024 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/15/2010 - 01/30/2024
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 10/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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