Unclaimed
Kevin Innes is a registered representative with Mizuho Securities USA LLC. Kevin has been in the industry since January 5, 2024. Kevin holds the Series 7, 63 and SIE licenses. Kevin has been registered with the state of New York since February 2, 2024. Kevin is currently located in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 01/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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