Unclaimed
Kevin Huynh is an investment advisor representative with J.p. Morgan Securities LLC. Kevin has been in the industry since March 10, 2009 and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and NYLIFE Securities LLC. Kevin holds a Series 66 license and the Series 7 and SIE exams. Kevin is registered in 15 states and has 2 current registrations. Kevin's practice focuses on providing financial planning services and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/27/2015 - Present
J.p. Morgan Securities LLC (SAN JOSE CA)
CA
09/23/2011 - 03/25/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CUPERTINO CA)
CA
03/13/2009 - 06/29/2011
NYLIFE SECURITIES LLC (SAN JOSE CA)
CA
11/02/2007 - 01/28/2008
AMERIPRISE FINANCIAL SERVICES, INC. (CAMPBELL CA)
BOTH
Issued 11/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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