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Kevin Hugh Folks

Capital Client Group, Inc.

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About Kevin Hugh Folks

Kevin Hugh Folks is a registered investment advisor representative with Capital Client Group, Inc., where Folks has been employed since 2013. Folks has been in the industry since 1996 and has previously worked at Franklin/Templeton Distributors, Inc., Pacific Select Distributors, Inc., First Union Securities, Inc., and First Union Capital Markets Corp. Folks holds a Series 7, Series 26, and Series 63 license. Folks's current registration is with the state of California, and Folks is also registered with the state of New York. Folks is a registered representative with FINRA. Folks has experience working with high-net-worth individuals, corporations and other businesses, and individuals other than high-net-worth. Folks has experience providing other advisory services, including recommending affiliate as investment advisor of SMA assets.

Firm Information

Kevin Folks is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Kevin Folks’s Registration & Firm History

CA

11/07/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

01/31/2005 - 10/28/2013

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

CA

02/01/2000 - 01/24/2005

PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)

MO

10/01/1999 - 01/05/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

12/22/1995 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Hugh Folks.
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