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Kevin Huey

PNC Capital Markets LLC

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About Kevin Huey

Kevin Huey is a financial advisor with PNC Capital Markets LLC. Kevin Huey is registered in California and has been in the industry since June 24, 2022. Kevin Huey is also a Series 63, Series 66, Series 7, Series 7TO, and SIE licensed representative. Prior to joining PNC Capital Markets LLC, Kevin Huey worked at UBS Financial Services Inc.

Firm Information

Kevin Huey is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Huey’s Registration & Firm History

CA

11/22/2023 - Present

PNC Capital Markets LLC (San Francisco CA)

CA

01/24/2005 - 06/22/2006

UBS FINANCIAL SERVICES INC. (CARLSBAD CA)

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Licenses & Designations

BC

Issued 12/19/2023

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/18/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/25/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Huey.
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