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Kevin Hofmann

Northwestern Mutual Investment Services, LLC

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About Kevin Hofmann

Kevin Hofmann is a financial advisor with Northwestern Mutual Investment Services, LLC. Kevin has been in the financial services industry since 2013. Kevin is registered to provide investment advice in New York. Before joining Northwestern Mutual Investment Services, LLC, Kevin worked with a variety of other firms including Citigroup, Royce Fund Services, LLC, and Realty Capital Securities, LLC. Kevin is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Kevin Hofmann is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kevin Hofmann’s Registration & Firm History

NY

11/09/2023 - Present

Northwestern Mutual Investment Services, LLC (MELVILLE NY)

NY

09/07/2021 - 10/10/2023

CITI PRIVATE ADVISORY, LLC (New York NY)

NY

09/07/2021 - 10/10/2023

CITIGROUP GLOBAL MARKETS INC. (New York NY)

NY

04/19/2016 - 12/09/2019

ROYCE FUND SERVICES, LLC (NEW YORK NY)

NY

03/03/2014 - 08/04/2015

REALTY CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

10/01/2012 - 02/17/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

02/18/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

09/29/2010 - 01/12/2011

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/27/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/08/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Hofmann.
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