Unclaimed
Kevin Herbert is a registered representative with Herbert J. Sims & CO, Inc. Kevin Herbert is licensed to sell securities in Florida, New Jersey, and New York. Kevin Herbert has been in the securities industry since 2006 and holds the Series 7, Series 63 and SIE licenses. The firm is headquartered in Red Bank, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/08/2006 - Present
Herbert J. Sims & CO, Inc. (Red Bank NJ)
BC
Issued 08/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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