Unclaimed
Kevin Henry Stapel is an investment advisor representative registered with Neuberger Berman BD LLC. Kevin has been in the industry since February 25, 2021 and has experience with securities industry essentials, general securities representative and operations professional examinations. Kevin has held previous roles with LightSpeed Financial Services Group LLC and Cantor Fitzgerald & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
05/16/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NJ
05/21/2021 - 03/27/2023
LIGHTSPEED FINANCIAL SERVICES GROUP LLC (MORRISTOWN NJ)
NY
01/01/2021 - 05/13/2021
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Kevin Stapel is the right advisor for you? Invested Better is here to help.