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Kevin Henry Stapel

Neuberger Berman BD LLC

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About Kevin Henry Stapel

Kevin Henry Stapel is an investment advisor representative registered with Neuberger Berman BD LLC. Kevin has been in the industry since February 25, 2021 and has experience with securities industry essentials, general securities representative and operations professional examinations. Kevin has held previous roles with LightSpeed Financial Services Group LLC and Cantor Fitzgerald & Co.

Firm Information

Kevin Stapel is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kevin Stapel’s Registration & Firm History

NY

05/16/2023 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NJ

05/21/2021 - 03/27/2023

LIGHTSPEED FINANCIAL SERVICES GROUP LLC (MORRISTOWN NJ)

NY

01/01/2021 - 05/13/2021

CANTOR FITZGERALD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/31/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Henry Stapel.
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