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Kevin Henry Gilligan

Northwestern Mutual Investment Services, LLC

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About Kevin Henry Gilligan

Kevin Gilligan is a financial professional with over 25 years of experience in the industry. Kevin is currently registered with Northwestern Mutual Investment Services, LLC and has prior experience with firms including Lincoln Financial Distributors, Inc., Janney Montgomery Scott LLC, SEI Investments Distribution Co., and Vanguard Marketing Corporation. Kevin has a broad range of experience in the industry and is licensed to provide financial advice in Wisconsin and Pennsylvania.

Firm Information

Kevin Gilligan is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kevin Gilligan’s Registration & Firm History

WI

10/28/2021 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

PA

11/17/2017 - 09/23/2021

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

PA

08/19/2008 - 11/21/2017

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

PA

01/23/2008 - 08/25/2008

SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)

PA

12/24/1996 - 08/28/2007

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 01/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2015

Series 7 - General Securities Representative Examination

BC

Issued 12/23/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Henry Gilligan.
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