Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Haug is a financial advisor based in Omaha, Nebraska, and has been working in the industry since November 10, 2016. Kevin currently works with Northwestern Mutual Investment Services, LLC and has previously held positions at Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc., and Scottrade, Inc. Kevin holds Series 63, 24, SIE, and Series 7 licenses. Kevin is registered in Nebraska as a Broker-Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NE
08/28/2023 - Present
Northwestern Mutual Investment Services, LLC (OMAHA NE)
NE
11/22/2022 - 05/11/2023
CHARLES SCHWAB & CO., INC. (Omaha NE)
NE
07/26/2016 - 12/22/2022
TD AMERITRADE CLEARING, INC. (OMAHA NE)
MO
09/20/2017 - 09/10/2018
SCOTTRADE, INC. (ST. LOUIS MO)
BC
Issued 09/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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