Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin O Brien is a financial advisor with over 20 years of experience in the financial services industry. Kevin has a wide range of experience, having worked at several firms, including Lehman Brothers Inc. and HSBC Securities (USA) Inc., before joining Cetera Investment Advisers LLC in 2023. Kevin is registered to provide investment advisory services in California, Connecticut, Florida, New Jersey, New York, Pennsylvania and South Carolina. Kevin also offers insurance services through various companies and is affiliated with The O'Brien Group, a financial services firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
06/29/2023 - Present
Cetera Investment Advisers LLC (WARREN NJ)
NJ
08/19/2008 - 08/08/2019
PARK AVENUE SECURITIES LLC (CRANFORD NJ)
NY
11/01/2005 - 12/03/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
10/04/2004 - 11/02/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/05/2002 - 10/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/03/2002 - 06/07/2002
CBNY INVESTMENT SERVICES CORP. (NEW YORK NY)
BOTH
Issued 10/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/21/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 4/2/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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