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Kevin Guerette

Northern Lights Distributors, LLC

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About Kevin Guerette

Kevin Guerette is a financial professional with over 20 years of experience in the financial services industry. Kevin is currently registered with Northern Lights Distributors, LLC and Ultimus Fund Distributors, LLC. He has held previous positions with Unified Financial Securities, LLC, SEI Investments Distribution Co., Guardian Investor Services LLC, and New England Securities. Kevin has a strong background in investments and holds the Series 6, 7, 24 and 63 securities licenses. He is licensed to provide financial services in Nebraska, Ohio, and Rhode Island.

Firm Information

Kevin Guerette is currently registered with Northern Lights Distributors, LLC. Northern Lights Distributors, LLC is a Limited Liability Company formed in December 2003. The company is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Guerette’s Registration & Firm History

NE

03/29/2021 - Present

Northern Lights Distributors, LLC (ELKHORN NE)

IN

03/22/2018 - 01/21/2020

UNIFIED FINANCIAL SECURITIES, LLC (INDIANAPOLIS IN)

MA

03/24/2006 - 05/17/2013

SEI INVESTMENTS DISTRIBUTION CO. (BOSTON MA)

NY

12/08/2000 - 01/27/2006

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

NY

01/23/1998 - 05/18/2000

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/23/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2010

Series 7 - General Securities Representative Examination

BC

Issued 01/22/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Guerette.
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